Economics of Publishing Category

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Cornell gets major grant to support arXiv

Cornell University Library has announced a major grant from the Simons Foundation to support the costs of operating arXiv. The grant will provide up to $300,000 per year to match contributions from institutions which have supported arXiv since 2010.  From the announcement:

arXiv, the free repository that has revolutionized the way scientists share information, is adopting a new governance and business model that will allow it to grow and succeed in the future….As an open-access service, [arXiv] allows scientists to share “preprint” research before publication and boasts hundreds of thousands of contributors. In 2011 alone, arXiv saw close to 50 million downloads from all over the world and received more than 76,000 new submissions.

Iowa–through the University Libraries–has committed to providing annual support for arXiv since a call for support went out from Cornell. It is an especially important resource for researchers in physics, mathematics, and computer science, among others. It has been hosted at Cornell since 2001, when its founder, Paul Ginsparg, joined the faculty. See also the article by Jennifer Howard in the Chronicle.

 

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US News & World Report takes on academic journal publishing

In a long piece online at its web site, Simon Owens of US News and World Report offers an overview of academic (chiefly scientific) journal publishing and the rise of open access. See Is the Academic Publishing Industry on the Verge of Disruption?” Starting with the recent Harvard letter on journal prices (see Transitions for April 23, 2012), the article reports on moves toward open access publishing, and resistance from commercial “closed access” publishers.

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High Energy Physics Journals Move toward Open Access

Through an international effort known as SCOAP3 (Sponsoring Consrotium for Open Access Publishing in Particle Physics) a number of key journals in high energy/particle physics are moving towards open access. Journals in this group include Physical Review C and D, Physics Letters B, Nuclear Physics B, and several others. CERN, which is overseeing the process, announced on July 17th that the tendering process was complete. The University of Iowa Libraries has supported SCOAP3 since its earliest days.

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UK announces open access requirement for articles based on gov’t funded research

On July 16th the British government announced that it would require articles published on the basis of publicly funded research to be published in open access form. Portions of the announcement follow. An article in the Guardian describes the plan in more detail and reports some reactions.

“The government has announced that it will make publicly funded scientific research available for anyone to read for free, accepting recommendations in a report on open access by Dame Janet Finch.

This will likely see a major increase in the number of taxpayer-funded research papers freely available to the public.

Science Minister David Willetts said:

“Removing paywalls that surround taxpayer funded research will have real economic and social benefits. It will allow academics and businesses to develop and commercialise their research more easily and herald a new era of academic discovery.”

Among the recommendations that have been accepted by the Government are:

  • Moving to deliver open access through a ‘gold’ model, where article processing-charges are paid upfront to cover the cost of publication.
  • Walk-in rights for the general public, so they can have free access to global research publications owned by members of the UK Publishers’ Association, via public libraries.
  • Extending the licensing of access enjoyed by universities to high technology businesses for a modest charge.”
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University Presses

Ever since the University of Missouri announced on May 24 that it was closing its Press, university presses have been generating quite a bit of discussion.  In the last few days several items of interest have appeared.

On July 6, The Iowa City Press-Citizen interviewed Jim McCoy, the director of The University of Iowa Press, about the future of the UI Press (“University presses seek out new roles and new markets“). McCoy said “we have an incredibly supportive administration who understands that we fill a necessary function. … We bridge the gap between research and teaching.” He also noted that they are very small in terms of people but publish a far higher number of books per staff member each year than other presses. He emphasized the value of working with the UI Obermann Center for Advanced Studies, Prairie Lights and The UI Libraries.

Inside Higher Ed published an opinion piece on July 9 by Marshall Poe of Iowa’s history department (“What Can University Presses Do?“). Poe would like to see presses move towards open access publishing and new modes of outreach. This item generated quite a few comments from people familiar with university presses and is worth reading for the responses it has generated.

On July 10, The Chronicle of Higher Education included an interview with Patrick Alexander, the head of the Penn state University Press, by Adeline Koh (“Is Open Access a Moral or a Business Issue? A Conversation with The Pennsylvania State University Press“). This is the 3rd piece Koh has written in her series “Digital Challenges to Academic Publishing”. This interview discusses differences between STEM publishing and humanities publishing

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Report calls for accelerating transition to open access publishing in UK

A government commissioned report titled “Accessibility, Sustainability, Excellence: How to Expand Access to Research Publications” calls for Britain “embrace and help accelerate the transition to the open-access publishing of research results.”  We called attention to this expected recommendation in a May 3rd posting. According to reporting in  the Chronicle of Higher Education “[t]he report’s main recommendation is that ‘a clear policy direction should be set towards support for publication in open-access or hybrid journals as the main vehicle for the publication of research, especially when it is publicly funded.’”

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White House petition reaches 25,000 signatures

The White House petition sponsored by Access2Research and calling for open access to all journal articles arising from federally-funded research reached the required 25,000 signature mark on June 3, well ahead of the June 19 deadline.  As of June 11, 26,592 signatures had been received.  White House petitions which reach 25,000 signatures within 30 days receive an official response from the Administration.

The petition calls for the published results of all taxpayer-funded research be posted freely on the internet.  Currently, only articles resulting from research funded by the National Institutes of Health have this requirement.  The NIH Public Access Policy requires that articles be posted to PubMed Central within 12 months of being published.

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White House petition calls for open access to federally funded research results

Under the sponsorship of Access2Research a White House petition has been initiated that calls for open access to journal articles published as a result of federally funded research. The Access2Research web site urges:

“Sign the petition to require free access over the Internet to journal articles arising from taxpayer-funded research. This will require you to create an account at the White House petition website, confirm the account by clicking on a link in your email, and then sign the petition itself. 

25,000 signatures in 30 days gets an official Administration response. We want to hit that number – blow it out of the water – to escalate this issue inside the White House. We believe the idea of requiring free access has support but is stuck. This could well be the event that gets it through.”

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University Press group criticizes GSU ruling

The Association of American University Presses has issued a statement critical of the ruling in the Georgia State case and some of its interpretations, especially by librarians.

“We believe it is premature and unwise for anyone to declare victory or defeat. The ruling is 347 pages long and not easy to understand, its interpretation of the law is controversial and unprecedented in several important respects, and it appears to make a number of assertions of fact that are not supported by the trial record.”

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More on Georgia State ruling: ARL Issue Brief by Brandon Butler

Brandon Butler, Director of Public Policy Initiatives at the Association of Research Libraries has written an eight page Issue Brief discussing the recent ruling in the Georgia State case in some detail. The Executive Summary appears below:

Executive Summary

The case concerns the use at Georgia State University (GSU) of electronic course reserves and electronic course sites to make excerpts from academic books available online to students enrolled in particular courses. The named plaintiffs in the case are three academic publishers (Oxford University Press, Cambridge University Press, and Sage), but an early filing in the case confirmed that the lawsuit was in fact being funded 50% by the Copyright Clearance Center (CCC) and 50% by the Association of American Publishers (AAP). The plaintiffs argued that the unlicensed posting of digital excerpts for student access almost always exceeded fair use and should require a license.

Although the decision is certainly not perfect (the use of bright line rules for appropriate amount under factor 3 is particularly troubling), Judge Evans has written a thorough and thoughtful analysis of the issues, and her opinion represents an overwhelming victory for Georgia State individually, a major defeat for the plaintiff publishers and for the AAP and CCC, and overall a positive development for libraries generally. The substance of the opinion is not ideal, but it is far more generous than the publishers have sought, it establishes a very comfortable safe harbor for fair use of books on e-reserve, and libraries remain free to take more progressive steps.